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BBF REPRESENTATIONS
Securities and Exchange Board of India (SEBI)
| Subject | Date sent on | View | Download |
|---|---|---|---|
| Compulsory ASBA for IPOs w.e.f 01-Jan-16 Practical problems faced by Stock Broker in Investor Servicing for IPO | 31/12/2015 |  |
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| Essar Oil Delisting | 22/12/2015 | |
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| SEBI Circular Dt:- 11 Dec-2015 on Basic Service DE mat Account (BSDA) Concerns On Restrictions on Annual Maintenance Charges (AMC) levied by Depository Participants (DPs) | 21/12/2015 | |
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| Fraudulent SMS floating in the Market | 10/12/2015 | |
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| BSE Brokers Forum presence as an Endorser- at the ASIFMA Annual Conference 2015,2-3 Dec, Hong Kong | 04/12/2015 | |
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| Suggestions /Feedback for guidance Note to be issued on FATCA / CRS implementation | 23/11/2015 | |
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| Recovery of dues by Stock Brokers from defaulting clients | 16/11/2015 | |
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| Listing of shares of BSE Ltd | 05/11/2015 | |
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| Comments on Report of the committee on 'Enhanced Supervision of Stock Brokers | 26/10/2015 | |
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| SEBI FMC Merger (Congratulations Letter) | 29/09/2015 | |
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| Comments on KAMATH Committee | 24/09/2015 | |
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| Note on Increase in stamp duty in the state of Maharashtra | 17/07/2015 | |
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| Presentation from Ms. Eastern Financers Limited on Adani Price Fall | 16/06/2015 | |
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| Dabba Trading Killing Market | 12/06/2015 | |
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| Corporate Actions on Pricing on day of Listing Adani Enterprises | 11/06/2015 | |
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| Enabling Stock Exchange Mechanism For Tender Offers SEBI mail dated 30-Mar-2015/AIBI mail dated 01-Apr-2015 | 05/06/2015 | |
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| Inclusion of Member Broker in IGRC Panel | 28/05/2015 | |
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| Exemption of Brokers from Research Analyst Regulations | 26/05/2015 | |
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| Comments on discussion on issues pertaining to offer for sale of shares | 23/04/2015 | |
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| Inclusion of Differential Voting Shares in various Indices | 26/03/2015 | |
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| Commodities Scam of Rs 5500 crores perpetrated by the management of NSEL and recent developments (Jointly with ANMI) | 18/03/2015 | |
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| Inputs Required for GOI RCEP meeting | 18/03/2015 | |
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| Unnecessary Harassments to Brokers by Authorities | 10/02/2015 | |
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| Reports in Economic Times about markets closed on Budget Day | 09/02/2015 | |
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| FATCA/CRS-Comments on Draft Rules and Form (Jointly with ANMI) | 29/01/2015 | |
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| To have Exchange Trading on Budget Day on 28th Feb 2015 | 22/01/2015 | |
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| Penalty on client code modification | 15/01/2015 | |
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| High margin on single stock option | 15/01/2015 | |
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| Uniform parameter for closing of transactions of clients | 15/01/2015 | |
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| Core Settlement Guarantee Fund, Default Waterfall and Stree Test Circular CIR/MRD/DRMNP/25/2014 Dated Aug 27,2014 | 14/01/2015 | |
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