Compulsory ASBA for IPOs w.e.f 01-Jan-16 Practical problems faced by Stock Broker in Investor Servicing for IPO |
31/12/2015 |
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Essar Oil Delisting |
22/12/2015 |
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SEBI Circular Dt:- 11 Dec-2015 on Basic Service DE mat Account (BSDA) Concerns On Restrictions on Annual Maintenance Charges (AMC) levied by Depository Participants (DPs) |
21/12/2015 |
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Fraudulent SMS floating in the Market |
10/12/2015 |
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BSE Brokers Forum presence as an Endorser- at the ASIFMA Annual Conference 2015,2-3 Dec, Hong Kong |
04/12/2015 |
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Suggestions /Feedback for guidance Note to be issued on FATCA / CRS implementation |
23/11/2015 |
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Recovery of dues by Stock Brokers from defaulting clients |
16/11/2015 |
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Listing of shares of BSE Ltd |
05/11/2015 |
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Comments on Report of the committee on 'Enhanced Supervision of Stock Brokers |
26/10/2015 |
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SEBI FMC Merger (Congratulations Letter) |
29/09/2015 |
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Comments on KAMATH Committee |
24/09/2015 |
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Note on Increase in stamp duty in the state of Maharashtra |
17/07/2015 |
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Presentation from Ms. Eastern Financers Limited on Adani Price Fall |
16/06/2015 |
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Dabba Trading Killing Market |
12/06/2015 |
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Corporate Actions on Pricing on day of Listing Adani Enterprises |
11/06/2015 |
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Enabling Stock Exchange Mechanism For Tender Offers SEBI mail dated 30-Mar-2015/AIBI mail dated 01-Apr-2015 |
05/06/2015 |
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Inclusion of Member Broker in IGRC Panel |
28/05/2015 |
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Exemption of Brokers from Research Analyst Regulations |
26/05/2015 |
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Comments on discussion on issues pertaining to offer for sale of shares |
23/04/2015 |
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Inclusion of Differential Voting Shares in various Indices |
26/03/2015 |
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Commodities Scam of Rs 5500 crores perpetrated by the management of NSEL and recent developments (Jointly with ANMI) |
18/03/2015 |
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Inputs Required for GOI RCEP meeting |
18/03/2015 |
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Unnecessary Harassments to Brokers by Authorities |
10/02/2015 |
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Reports in Economic Times about markets closed on Budget Day |
09/02/2015 |
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FATCA/CRS-Comments on Draft Rules and Form (Jointly with ANMI) |
29/01/2015 |
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To have Exchange Trading on Budget Day on 28th Feb 2015 |
22/01/2015 |
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Penalty on client code modification |
15/01/2015 |
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High margin on single stock option |
15/01/2015 |
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Uniform parameter for closing of transactions of clients |
15/01/2015 |
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Core Settlement Guarantee Fund, Default Waterfall and Stree Test Circular CIR/MRD/DRMNP/25/2014 Dated Aug 27,2014 |
14/01/2015 |
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