Submission of Budget Memorandum for your kind consideration and its inclusion in SEBI's budget recommendation to Finance Ministry |
28/11/2018 |
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Show Cause Notices issued by SEBI to around 300 SEBI Registered Intermediaries and complaint filed by SEBI with Police for matters relating to National Spot Exchange Limited |
27/11/2018 |
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Final Report of the Working group on Collateral (by BSE, NSE, CDSL, NSDL, ICCL, BBF, ANMI) |
27/09/2018 |
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Working Group on Collateral (Comments of BBF and ANMI) |
21/09/2018 |
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BBF Report Card PMLA all India seminars Aug Sep 2018 |
12/09/2018 |
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Securities Transaction Price Index (STPI) - NSE circular on SEBI directions |
12/09/2018 |
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SEBI - Supervision Guidelines for use of technology related Artificial Intelligence (AI) and Machine Learning |
10/09/2018 |
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Reporting of auction and pay-in / payout shortages data |
30/08/2018 |
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CBIC FAQ Leving GST on interest charged by Stock Brokers to their clients making Margin Trading and funding activities unviable for Stock Brokers |
20/08/2018 |
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Seeking review of Exchange directives to/ action on intermediaries for dealings in securities where unsolicited SMS have been floated |
01/06/2018 |
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SEBI circular SEBI/HO/MRD/DRMNP/CIR/P/2018/75 dated 02-May-2018 Additional Risk management measures for derivatives segment |
29/05/2018 |
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Uploading client wise break-up for securities delivered short in settlement obligations |
14/05/2018 |
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Cyber Security working group (Report submitted) |
20/03/2018 |
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"Proposed Cyber Security Framework for Stock Brokers (Request for review of stringent measures in light of cost benefit involved)". |
02/02/2018 |
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