| NSE/ BSE |
Implementation of guidelines on consideration of VAR Margin Rate/Haircut on securities for
Margin Collection and Reporting Ref Circular No: NSE/INSP/66840 dated: Feb 24, 2025 |
02.05.2025 |
| All Exchanges |
Settlement of running account (For those who has opted for monthly settlement and also for inactive account of more than 30 days) |
02.05.2025 - 03.05.2025 |
| PMS |
PMS- Uploading of Activity Report- through SEBI portal for the month of April, 2025 |
With in 7 working days |
| All Members of exchanges/ PMS/ RA/ IA/ DP |
Publishing the data on complaints received against them or against issues dealt by them and redressal thereof on website as on 30.04.2025 (Investor Charter compliance) |
07.05.2025 |
| All Exchanges |
Upload the details of all complaints received during the month of April, 2025 |
07.05.2025 |
| Depositary |
Investor Grievances (Report) - CDSL - NSDL |
10.05.2025 |
| CDSL |
Online facility for mandatory submissions to cdsl by depository participants - Details of 2 days'
notice given to BO prior to stopping the process of instructions in case of default in payment |
10.05.2025 |
| CDSL |
Submission of report of Modification in URL reported to CDSL within 3 days of such changes |
10.05.2025 |
| CDSL/ NSDL |
Submission of half yearly Internal audit and Consolidated Concurrent Audit Report for the half
year ended 31.03.2025 |
15.05.2025 |
| NSE |
Clarification regarding modes of order placement by the Trading Members, Ref Circular No : NSE/INSP/ 67132 Dated : March 13, 2025. |
15.05.2025 |
| CDSL |
Submission of report for Non profit organization transactions report by 15th of next month to FIU-Ind |
20.05.2025 |
| PMS |
Compliance certificate by principal officer as on 31.03.2025 |
30.05.2025 |
| PMS |
Reporting of performance by portfolio manager as on 31.03.2025 |
30.05.2025 |
| All Exchanges |
Submission of Risk Based Supervision for the period ended 31.03.2025 |
31.05.2025 |
| All Exchanges |
Submission of half yearly Net worth Certificate as at 31.03.2025 (Non MTF Members) |
31.05.2025 |
| All Exchanges |
Submission of half yearly Internal audit report for the half year ended 31.03.2025 |
31.05.2025 |
| Income Tax |
Submission of FATCA return for the calendar year 2024 (On Income Tax portal) |
31.05.2025 |
| BSE |
No. of STR filed with FIU-IND for the month of April, 2025. (Including NIL STR) |
Before 31.05.2025 |
| NSE/ BSE/ MCX/ NCDEX |
Uploading of day-wise Holding statement in the specified standard format to exchange (within next day) |
Daily basis |
| NSE/ BSE/ MCX |
Uploading of clients mapped with Authorised Persons (AP) before the next 2 trading days of subsequent week |
Weekly basis |
| All Exchanges |
Requirement of sending a complete ‘Statement of Accounts’ for funds, securities and
commodities in respect of each of its clients (within next four trading days of subsequent week) |
Weekly basis |
