Compliance Calendar


Compliance Calendar:


March 2019

Segment Particulars Due Date
BSE BSE -Uploading of margin funding file for the month of February 2019 1/3/2019 to 7/3/2019
All Exchanges Contingency Drill / Mock Trading Session (Subject to circular from respective exchanges) 2/3/2019
PMS PMS- Uploading of activity report on SEBI Portal 5/3/2019
All Exchanges Uploading clients' fund balance and securities balances by the stock brokers on stock exchanges system as per SEBI circular of Enhanced supervision. 7/3/2019
NSE NSE - Uploading of margin funding file for the month of February,2019 7/3/2019
Income Tax TDS Payment for the Month of February 2019 for Corporate and Individual 7/3/2019
Stamp Duty Payment of Stamp duty: Security and Commodity Exchanges 10/3/2019
Depositary Submission of Investor Grievances Report . CDSL & . NSDL 10/3/2019
Income Tax Advance payment of Income Tax 15/3/2019
All Stock Exchanges Migration of sub-broker to Authorized person 31/3/2019
BSE No. of STR filed with FIU- IND for the month of February, 2019 (Including NIL STR) Before 31/3/2019
All Equity & Commodity Exchanges Uploading of Clients' Funds, collateral and other details lying with the member broker within 3 trading days of subsequent week Weekly Basis
All stock exchanges Applicability of uploading of day-wise Holding statement in the specified standard format to exchange within 4 trading days of subsequent week Weekly Basis