About-image

Compliance Calendar

icon

Compliance Calendar:


symbol
symbol
symbol

May 2019


Segment Particulars Due Date
PMS PMS-Uploading of activity report on SEBI Portal 05/5/2019
Income Tax TDS Payment for the Month of April 2019 for Corporate and Individual 07/5/2019
All Exchanges Uploading clients fund balance and securities balances by the stock brokers 04/5/2019
NSE NSE-Uploading of margin funding file for the month of April 2019 07/5/2019
BSE BSE-Uploading of margin funding file for the month of April 2019 08/5/2019
Stamp Duty Payment of Stamp duty: Security and Commodity Exchanges for the month of April, 2019 10/5/2019
Depository Investor Grievances (Report) for the month of April, 2019 .CDSL & .NSDL 10/05/2019
CDSL/NSDL Half Yearly Internet Audit Repost for the period ended 31.03.2019 15/5/2019
MSE Submission of client funding details for the month of April, 2019 15/5/2019
NSE / BSE /MSE Disclosures by trading members and their group entities on their holdings in various listed companies for the quarter ended 31.03.2019 15/05/2019
NSE / BSE /MCX / NCDEX Submission of half yearly ALGO System audit report as at 31/3/2019 31/05/2019
BSE/NSE/MSE Submission of Risk Based Supervision for the period ended March, 2019 31/5/2019
MCX/NCDEX Submission of Risk Based Supervision for the period 1st April, 2018 to 31st March, 2019 31/5/2019
NSE/BSE/MSE Submission of half yearly Internal audit report 30/05/2019
MCX / NCDEX Submission of half yearly Internal audit report 31/5/2019
NSE /MSE /BSE Submission of half yearly Net worth Certificate as at 31.03.2019 31/5/2019
NCDEX /MCX Submission of half yearly Net worth Certificate as at 31.03.2019 31/5/2019
BSE Uploading of No. of STR filed with FLU-IND for the month of April 2019 (Including NIL STR) Before 31/05/2019
All Equity & Commodity Exchanges Uploading of clients Funds collateral and other details lying with the stock Broker Weekly Basis
All Stock Exchanges Applicability of uploading of day-wise Holding statement in the specified standard format to exchange within 4 trading days of subsequent week Weekly Basis