I Love Stock Market - BBF

Calendar

February 2024

Segment Particulars Due Date
All Exchanges Settlement of running account (For those who has opted for monthly settlement) Implementation of SEBI Circular no. SEBI/HO/MRRSF-PoD1/P/CIR/2023/197 dated 28.12.2023 02.02.2024 and 03.02.2024
All Exchanges Contingency Drill / Mock Trading Session (Subject to circular to be issued by respective exchanges) 03.02.2024
PMS PMS- Uploading of Activity Report- through SEBI portal for the month of January, 2024 Within 7 Working days
All Exchanges Upload the details of all complaints received during the month of January, 2024 07.02.2024
All Members of exchanges/ PMS/ RA/ IA/ DP Publishing the data on complaints received against them or against issues dealt by them and redressal there of on website as on 31.01.2024 (Investor Charter compliance) 07.02.2024
Depositary Investor Grievances (Report) CDSL and NSDL 10.02.2024
Depositary Incease in Networth to Rs.5 Crore (Only for DPs having Networth below Rs.5 Crore as on 31.03.2023) and submission of Networth certificate alongwith with audited financial statement as of the day of networth 23.02.2024
BSE No. of STR filed with FIU-IND for the month of January, 2024. (Including NIL STR) Before 29.02.2024
NSE/ BSE/ MCX Uploading of day-wise Holding statement in the specified standard format to exchange (within next day) Daily basis
NSE/ BSE/ MCX Uploading of clients mapped with Authorised Persons (AP) before the next 2 trading days of subsequent week Weekly basis
NSE/ BSE Reporting of client level cash and Cash Equivalent Balances by trading members to the clearing members on weekly basis (within next four trading days of subsequent week) Weekly basis
All Exchanges Requirement of sending a complete ‘Statement of Accounts’ for funds, securities and commodities in respect of each of its clients (within next four trading days of subsequent week) Weekly basis
All Exchanges Reporting of client level Cash and Cash Equivalent Balances to exchanges (within next four trading days of subsequent week) Weekly basis
All Exchanges Uploading of Clients’ Funds, collateral and other details lying with the member broker. (Enhanced Supervision within three trading days of subsequent week) Weekly basis
NCDEX Uploading of Holding statement in the specified standard format to exchange (within four trading days of subsequent week) Weekly basis