| STOCK BROKERS (ALL EXCHANGES) |
Contract note serial no. to be setup starting from No. 1 |
01.04.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Revision in the rates of STT |
01.04.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Measures to instil confidence in securities market – Brokers’ Institutional mechanism for prevention and detection of fraud or market abuse for member having UCC less than 2000 (Additional Surveillance Obligations) |
01.04.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Disclosure of complaints received and their redressal status, as on 31.03.2026, in accordance with Investor Charter compliance requirements on the Websites |
07.04.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Upload the details of all complaints received during the month of March, 2026 to Exchange |
07.04.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Disclosure of complaints received and their redressal status, as on 31.03.2026, in accordance with Investor Charter compliance requirements on the Websites |
07.04.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Submission of Regulatory Freeze and unfreeze Order details by Participants through NSDL e-PASS portal - NSDL |
07.04.2026 |
| INVESTMENT ADVISORS |
Disclosure of complaints received and their redressal status, as on 31.03.2026, in accordance with Investor Charter compliance requirements on the Websites |
07.04.2026 |
| INVESTMENT ADVISORS |
Submission of the periodic report for the half year ended 31.03.2026 |
07.04.2026 |
| RESEARCH ANALYSTS |
Disclosure of complaints received and their redressal status, as on 31.03.2026, in accordance with Investor Charter compliance requirements on the Websites |
07.04.2026 |
| PORTFOLIO MANAGERS |
Disclosure of complaints received and their redressal status, as on 31.03.2026, in accordance with Investor Charter compliance requirements on the Websites |
07.04.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Investor Grievances Report (Record of all the BO grievances received at DP, Main / Branch) to CDSL |
10.04.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Online facility for mandatory submissions to CDSL – Details of 2 days’ notice given to BO prior to stopping the process of instructions in case of default in payment |
10.04.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Online facility for mandatory submissions to CDSL – Details of 2 days’ notice given to BO prior to stopping the process of instructions in case of default in payment |
10.04.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Submission of the report of Modification in URL reported to CDSL within 3 days of such changes |
10.04.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Reporting of STR findings with FIU-India by DP to CDSL for the month of March, 2026 |
10.04.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Tariff Structure of the DP (Information w.r.t increase in charges/fees providing 30 days’ notice to the Bos, if any) to CDSL for the month of March, 2026 |
10.04.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Indictment order disclosures (Information w.r.t. the indictment or any other orders passed against the DP by any competent authority, if any) to CDSL for the month of March ,2026 |
10.04.2026 |
| PORTFOLIO MANAGERS |
Uploading of Activity Report- through SEBI portal for the month of March, 2026 |
11.04.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
'Reporting for Artificial Intelligence (AI) and Machine Learning (ML) applications and systems offered and used by market intermediaries for the half year ended March, 2026 for those members who are using algo trading facility and for the year ended 01.04.2025 to 31.03.2026 for other trading members |
15.04.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Reporting of Cyber Security Incidents for the quarter ended 31.03.2026 (Common reporting to NSE only if having multiple membership) |
15.04.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Submission of Surveillance Obligations report for the quarter ended 31.03.2026 |
15.04.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Reporting of Cyber Security Incidents for the quarter ended 31st March, 2026 |
15.04.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Submission of Surveillance Obligations report for the quarter ended 31.03.2026 |
15.04.2026 |
| PORTFOLIO MANAGERS |
Submission of Offsite Inspection data reporting for the quarter ended 31.03.2026 to SEBI as per the specified formats for all PMS clients on quarterly basis within 15 days from end of the quarter. (Subject to mail to be received from APMI) |
15.04.2026 |
| PORTFOLIO MANAGERS |
Self-certificate by distributor for code of conduct |
15.04.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Ease of doing business measures – Relaxations in certain reporting requirements for certain Stock Brokers and doing away with the requirement of reporting of demat account |
17.04.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Ease of doing business measures – Relaxations in certain reporting requirements for certain Stock Brokers and doing away with the requirement of reporting of demat account |
17.04.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Settlement of Running Accounts (applicable to clients who have opted for monthly settlement, as well as clients having credit balance and have not done any transaction in the 30 calendar days) Ref. NSE Circular No. - NSE/INSP/72413 dated 20.01.2026 |
17.04.2026 - 18.04.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Settlement of running account (For quarterly settlement) Ref. NSE Circular No. - NSE/INSP/72413 dated 20.01.2026 |
17.04.2026 - 18.04.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Submission of report for Non-profit organization transactions report by 15th of next month to FIU-Ind |
20.04.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Compliance Report w.r.t Same Mobile Number/Email ID captured for multiple accounts to NSDL |
27.04.2026 |
| STOCK BROKERS |
No. of STR filed with FIU-IND for the month of March, 2026. (Including NIL STR) (BSE) |
Before 30.04.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Submission of Margin Trading Compliance Certificate for the half year ended March 31, 2026 (For those who have availed Margin Trading Facility) |
30.04.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Submission of ATR/Revalidation report through Cert-in Auditor providing closure status after approval from respective IT Committee for Half-yearly period-April 2025 – September 2025 (applicable to all) |
30.04.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Submission of Details of AP Inspections undertaken during the quarter ended 31.03.2026 (Even if NIL AP inspected, submission is mandatory) |
30.04.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Issuance of Global Report to clients for the trade executed during the F.Y. 2025-26 |
30.04.2026 |
| STOCK BROKERS |
Issue of STT statements for the F.Y. 2025-26 to clients for NSE |
30.04.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Conduct of Accessibility Audit for the digital platforms (Ref. SEBI Circular SEBI/HO/ITD-1/ITD_VIAP/P/CIR/2025/131, dated:-September 25, 2025 |
30.04.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Submission of tariff structure to CDSL/NSDL |
30.04.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Annual Statement of DP Holding to clients |
30.04.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Submission of Risk Based Supervision for the period from 01.10.2025 to 31.03.2026 (Subject to circular to be issued from CDSL / NSDL) |
30.04.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Submission of ATR/Revalidation report through Cert-in Auditor providing closure status after approval from respective IT Committee for Half-Yearly Period-April 2025 – September 2025 – For CDSL - NSDL |
30.04.2026 |
| DEPOSITORY PARTICIPANTS (NSDL - CDSL) |
Conduct of Accessibility Audit for the digital platforms (Ref. SEBI Circular SEBI/HO/ITD-1/ITD_VIAP/P/CIR/2025/131, dated:-September 25, 2025 and SEBI Circular HO/13/19/13(2)2025-ITD 1_VIAP/I/187/2025 , Dated: December 08, 2025) |
30.04.2026 |
| PORTFOLIO MANAGERS |
Submission of Annual Corporate Governance report on PMS SEBI portal |
30.04.2026 |
| PORTFOLIO MANAGERS |
Conduct of Accessibility Audit for the digital platforms (Ref. SEBI Circular SEBI/HO/ITD-1/ITD_VIAP/P/CIR/2025/131, dated:-September 25, 2025 and SEBI Circular HO/13/19/13(2)2025-ITD 1_VIAP/I/187/2025 , Dated: December 08, 2025) |
30.04.2026 |
| INVESTMENT ADVISORS |
Submission of the periodic report for the half year ended 31.03.2026 |
30.04.2026 |
| INVESTMENT ADVISORS |
Conduct of Accessibility Audit for the digital platforms (Ref. SEBI Circular SEBI/HO/ITD-1/ITD_VIAP/P/CIR/2025/131, dated:-September 25, 2025 and SEBI Circular HO/13/19/13(2)2025-ITD 1_VIAP/I/187/2025 , Dated: December 08, 2025) |
30.04.2026 |
| RESEARCH ANALYSTS |
Half yearly periodic reporting by Research Analysts as at 31.03.2026 |
30.04.2026 |
| RESEARCH ANALYSTS |
Conduct of Accessibility Audit for the digital platforms (Ref. SEBI Circular SEBI/HO/ITD-1/ITD_VIAP/P/CIR/2025/131, dated:-September 25, 2025 and SEBI Circular HO/13/19/13(2)2025-ITD 1_VIAP/I/187/2025 , Dated: December 08, 2025) |
30.04.2026 |
| STOCK BROKERS (ALL EXCHANGES) |
Requirement of sending a complete ‘Statement of Accounts’ for funds, securities, and commodities in respect of each of its clients (within the next four trading days of the subsequent week) |
Weekly basis |
| STOCK BROKERS (ALL EXCHANGES) |
Uploading of clients mapped with Authorised Persons (AP) before the next 2 trading days of the subsequent week |
Weekly basis |
| STOCK BROKERS (ALL EXCHANGES) |
Uploading of day-wise Holding Statement in the specified standard format to the exchange (within the next day) (Common reporting to NSE only if having multiple membership) |
Daily basis |
| STOCK BROKERS (ALL EXCHANGES) |
Uploading of Client-wise Collateral Segregation details to Clearing Corporation/Clearing member in the prescribed format on T 1 basis |
Daily basis |
